2011-10-06 VRA Landfill Bondst .,~
RESOLUTION OF THE BOARD OF SUPERVISORS
OF PITTSYLVANIA COUNTY, VIRGINIA
2011-10-06
WHEREAS, the Board of Supervisors of Pittsylvania County, Virginia (the "Board") has
determined that Pittsylvania County, Virginia (the "County") has an immediate need for certain
capital improvements to the County's landfill, including but not limited to the construction of a
new cell, and the acquisition of a solid waste compactor (collectively, the "Project");
WHEREAS, there has been presented to the Board a plan for the financing of the Project
which would not create debt of the County for purposes of the Virginia Constitution;
WHEREAS, pursuant to such financing plan, the Virginia Resources Authority (the
"VRA") would use a portion of the proceeds of its Infrastructure and State Moral Obligation
Revenue Bonds (Virginia Pooled Financing Program), Series 2011 B (as more particularly
defined in the below defined Lease, the "VRA Bonds") to finance the Project and pay financing
costs in accordance with the terms of a Local Lease Acquisition Agreement and Financing
Lease, dated as of October 15, 2011 (the "Lease"), between the County and VRA;
WHEREAS, the County will enter into a Prime Lease (the "Prime Lease") with VRA
whereby the County will lease certain real estate, which may include any or all of the real estate
related to the County's administrative building, owned by the County as may be required by
VRA (the "Real Estate") and the associated improvements and property located thereon (the
"Improvements") to VRA;
WHEREAS, the County will enter into the Lease with VRA pursuant to which VRA will
lease the Real Estate and the Improvements back to the County and the County will make rental
payments corresponding in amount and timing to the debt service on the portion of the VRA
Bonds issued to finance the Project (the "Rental Payments");
WHEREAS, pursuant to the Lease the County will undertake and complete the Project;
WHEREAS, the Lease shall indicate that approximately $2,873,720 is the amount of
proceeds requested (the "Proceeds Requested") from VRA;
WHEREAS, VRA has advised the County that the sale date of the VRA Bonds is
tentatively scheduled for November 2, 2011, but may occur, subject to market conditions, at any
time between October 15, 2011 and November 15, 2011 (the "VRA Sale Date"), and that VRA's
objective is to pay the County an amount which, in VRA's judgment, reflects the market value of
the Rental Payments under the Lease (the "VRA Purchase Price Objective"), taking into
consideration the Targeted Savings, the Proceeds Requested and such factors as the purchase
price to be received by VRA for VRA Bonds, the issuance costs of the VRA Bonds (consisting
of the underwriters' discount and other costs incurred by VRA (collectively, the "VRA Costs"))
and other market conditions relating to the sale of the VRA Bonds;
WHEREAS, such factors may result in the County receiving an amount other than the
par amount of the aggregate principal components of the Rental Payments under the Lease and
consequently (i) the aggregate principal components of the Rental Payments under the Lease
may be greater than the Proceeds Requested in order to receive an amount of proceeds that is
substantially equal to the Proceeds Requested, or (ii) if the maximum authorized aggregate
principal components of the Rental Payments under the Lease set forth in paragraph 2 of this
Resolution does not exceed the Proceeds Requested by at least the amount of the VRA Costs and
any original issue discount, the amount to be paid to the County, given the VRA Purchase Price
Objective and market conditions, will be less than the Proceeds Requested;
WHEREAS, there have been made available to the members of the Board at this meeting
preliminary drafts of the following documents (collectively, the "Documents") in connection
with the transactions described above, copies of which shall be filed with the records of the
Board:
(a) Prime Lease;
(b) Lease;
(c) Non-Arbitrage Certificate and Tax Compliance Agreement, dated the date
of its execution and delivery (the "Tax Compliance Agreement"), between VRA and the County;
and
(d) Leasehold Deed of Trust and Security Agreement, dated as of November
1, 2011 (the "Deed of Trust"), from VRA to the deed of trust trustees thereunder for the benefit
of U.S. Bank National Association, as trustee (the "Trustee"); and
WHEREAS, the payments due under the Lease shall be subject to appropriation by the
County for each fiscal year;
BE IT RESOLVED BY THE BOARD OF SUPERVISORS OF PITTSYLVANIA
COUNTY, VIRGINIA:
1. The Board hereby finds and determines that it is in the best interests of the
County to proceed with the financing of the Project. After consideration of the methods of
financing the Project, it is hereby determined that it is in the best interests of the County to
accept, and the County does hereby accept, the offer from VRA for the financing of the Project
as contemplated by the Lease.
2. The total principal amount financed under the Lease shall not exceed
$3,250,000, the interest component of the Rental Payments under the Lease shall be calculated at
a rate not to exceed 5.00% (exclusive of "supplemental interest" as provided in the Lease) and
the Lease shall terminate no later than November 30, 2026. Given the VRA Purchase Price
Objective and market conditions, it may become necessary to enter into the Lease with aggregate
principal components of the Rental Payments greater than the Proceeds Requested. If the
limitation on the maximum aggregate principal components of Rental Payments on the Lease set
forth in this paragraph 2 restricts VRA's ability to generate the Proceeds Requested, taking into
account the VRA Costs, the VRA Purchase Price Objective and market conditions, the County
Administrator is authorized to accept a purchase price at an amount less than the Proceeds
Requested. The actions of the County Administrator shall be conclusive, and no further action
shall be necessary on the part of the Board. Subject to the foregoing limitations, the County
authorizes VRA to establish the final principal amount financed under the Lease, the final
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interest components of the Rental Payments under the Lease and the interest rates at which the
same are calculated, the final termination date of the Lease and the final principal amortization
schedule as evidenced by the principal components of the Rental Payments under the Lease. No
further action or approval of such financing terms shall be necessary on the part of the County.
The Rental Payments and any penalties or premiums due under the Lease shall be payable on the
dates and in the amounts set forth in the Lease. The County may, at its option, redeem, prepay or
refund the Rental Payments due under the Lease upon the terms set forth therein. The interest
component of the Rental Payments payable under the Lease shall be computed on the basis
described in the Lease.
As set forth in the Lease, the County agrees to pay, subject to appropriation, the
"supplemental interest" and other charges as provided therein, including such amounts as may be
necessary to maintain or replenish the VRA Reserve and, on the demand of VRA, a late payment
penalty if any Rental Payment on the Lease is not paid within ten days after its due date.
The Rental Payments and other amounts payable under the Lease shall be payable
in lawful money of the United States of America.
3. The Documents shall be in substantially the forms submitted to this
meeting, which are hereby approved, with such completions, omissions, insertions and changes
(including changes of dates of documents) as may be subsequently approved by the Chairman
and Vice Chairman of the Board and the County Administrator, any of whom may act, which
approval shall be evidenced conclusively by the execution and delivery of the Documents to
which the County is a party by such Chairman or Vice Chairman of the Board or the County
Administrator but subject to VRA's ability to establish certain final financing terms as provided
in Section 2 hereof.
4. The Chairman and Vice Chairman of the Board and the County
Administrator, any of whom may act, are each hereby authorized and directed to execute and
deliver the Documents to which the County is a party and to acknowledge and consent to, if
necessary, the provisions of the Deed of Trust. The Chairman and Vice Chairman of the Board
and the County Administrator, any of whom may act, are each hereby also authorized to cause
the recording, with the Circuit Court Clerk's Office of Pittsylvania County, Virginia, of the
Prime Lease, the Lease and the Leasehold Deed of Trust, if so requested by VRA. The Clerk
and Deputy County Clerk of the Board, either of whom may act, are each hereby authorized and
directed to affix the County seal to any of the Documents to which the County is a party and to
attest the same.
5. The Chairman and Vice Chairman of the Board and the County
Administrator and other appropriate officials of the County, including the Clerk and Deputy
Clerk of the Board, are each hereby authorized to execute and deliver all other certificates,
instruments and documents in the name and on behalf of the County and to take all such further
action (a) as they may consider necessary or desirable to carry out the intent and purpose of this
Resolution, the financing of the Project or the execution, delivery and performance of the
Documents to which the County is a party or (b) as may be reasonably requested by VRA in
connection with any of the foregoing.
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6. The County authorizes and consents to the inclusion of information with
respect to the County in VRA's Preliminary Official Statement and VRA's Official Statement in
final form, both prepared in connection with the sale of the VRA Bonds. The Chairman and
Vice Chairman of the Board and the County Administrator are each authorized and directed to
take whatever actions are necessary and/or appropriate to aid VRA in ensuring compliance with
Securities and Exchange Commission Rule 15c2-12.
7. The Board hereby selects and designates Troutman Sanders LLP as Bond
Counsel with respect to the financing contemplated by the Lease.
8. The County has heretofore received and reviewed the Information
Statement describing the State Non-Arbitrage Program of the Commonwealth of Virginia
("SNAP") and the Contract Creating the State Non-Arbitrage Program Pool I (the "Contract"),
and the County hereby authorizes the use of SNAP in connection with the investment of the
proceeds received by the County under the Lease, if the Chairman and Vice Chairman of the
Board and the County Administrator, any of whom may act, determine that the utilization of
SNAP is in the best interest of the County. The County acknowledges that the Treasury Board of
the Commonwealth of Virginia is not, and shall not be, in any way liable to the County in
connection with SNAP, except as otherwise provided in the Contract.
9. The County is authorized to enter into an interim financing in anticipation
of the execution and delivery of the Documents to which the County is a party (the "Interim
Financing"). The Chairman and Vice Chairman of the Board and the County Administrator, any
of whom may act, and such officers of the County as any of them may determine, are authorized
to execute and deliver such documents and agreements, including such short term leases,
financing agreements or other agreements with VRA or the Industrial Development Authority of
Pittsylvania County, Virginia, as may be necessary or desirable in connection with any such
Interim Financing, provided that the principal amount of the Interim Financing shall not exceed
the principal amount set forth in paragraph 2 hereof, shall be for a term not in excess of three
years, and shall bear interest at an annual rate not in excess of 5.00%.
10. All acts of the Chairman and Vice Chairman of the Board and the County
Administrator and other officers of the County, regardless of whether such acts occurred prior to
or occur after the adoption of this Resolution, that are in conformity with the purposes and intent
of this Resolution and in furtherance of the plan of financing, the execution and delivery of the
Lease and the undertaking of the Project are hereby approved and ratified.
11. The Project is hereby declared to be essential to the efficient operation of
the County, and the Board anticipates that the Project will continue to be essential to the
operation of the County during the term of the Lease. The Board, while recognizing that it is not
empowered to make any binding commitment to make appropriations beyond the current fiscal
year, hereby states its intent to make annual appropriations in future fiscal years in amounts
sufficient to permit the County to make all payments under the Lease and hereby recommends
that future Boards of Supervisors do likewise during the term of the Lease. If the County
exercises its right not to appropriate money for Rental Payments under the Lease, the County
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understands that VRA, or the Trustee as assignee of VRA, may terminate the Lease or otherwise
exclude the County from possession of the property serving as collateral or any portion thereof to
the extent provided in the Lease.
12. All resolutions, ordinances or parts thereof in conflict herewith are repealed.
13. This Resolution shall take effect immediately.
Adopted: October 18, 2011
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The undersigned Clerk of the Board of Supervisors of Pittsylvania County,
Virginia hereby certifies that the foregoing constitutes a true, correct and complete copy of a
Resolution duly adopted by the Board of Supervisors of Pittsylvania County, Virginia at a
meeting duly called and held on October 18, 2011, during which a quorum was present and
acting throughout, by the vote set forth below, and that such Resolution has not been repealed,
revoked, rescinded or amended:
Board Member Present/Absent Vote
Tim R. Barber Yes Yes
James Snead Yes Yes
Fred M. Ingram Yes Yes
Coy E. Harville Yes Yes
Marshall A. Ecker Yes Yes
William H. Pritchett Yes Yes
Henry A. Davis, Jr. Yes Yes
WITNESS n~y~signature as Clerk of the Board of Supervisors of Pittsylvania
County, Virginia, this YY day of October, 2011.
#2093111v5
223160.000024
Clerk ~
Board of Supervisors of Pittsyl
Virginia
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County,
COUNTY OF PITTS ANIA, VIRGINIA
By: ~- ....--
Chairman, Board of Supervisors
ATTES .
y /1
Clerk, Board of Supervis rs
COMMONWEALTH OF VIRGINIA:
COUNTY OF PITTSYLVANIA:
The foreg ~~g instrument was acknowledged before me in the County of Pittsylvania,
Virginia, this /$' day of October, 2011, by Tim R. Barber, as Chairman of the Board of
Supervisors of the County of Pittsylvania, Virginia and William D. Sleeper, as Clerk to the
Board of Supervisors of the County of Pittsylvania, Virginia, respectively, on behalf thereof.
My commission expires
Registration No.:
[SIGNATURE PAGE OF FINANCING LEASE FOR
COUNTY OF PITTSYLVANIA, VIRGINIA]
Approved as to Form:
• ~/'~~~
County Attorney