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04-14-2015 IDA Board Meeting PacketINDUSTRIAL DEVELOPMENT AUTHORITY OF PITTSYLVANIA COUNTY, VIRGINIA Pittsylvania County Board of Supervisors ' Conference Room 1 Center Street, Chatham, Virginia 24531 IDA BOARD MEETING PACKET REGULAR MEETING TUESDAY, APRIL 14, 2015 6:00 P.M. Eddie L. Hite, Jr., Chairman Stanley Simpson, Secretary/Treas. Charlie Mahan, Vice-Chairman Ron McMahon Randy Anderson Ronnie Haymore Joey Faucette INDUSTRIAL DEVELOPMENT AUTHORITY OF PITTSYLVANIA COUNTY, VIRGINIA MEETING TLJESDAY, APRIL 14, 2015 6:00 P.M. Pittsylvania County Board of Supervisors' Conference Room 1 Center Street, Chatham, Virginia 24531 AGENDA I. Call to Order II. Roll Call III. Approval of Agenda — page I IV. Approval of Meeting Minutes (March 10, 201S) — pages 2-S V. Review of Financial Statements (as ofApril 10, 201 S) A. Regular Checking — pages 6-8 B. A or Debt Reserve — pages 9-10 C. BB& T Loan — pages 11-13 VI. Unfinished Business — pages 14-20 A. Approval of Refinance American National Bank Commitment Letter — Chairman's Signature VII. New Business — pages 21-25 A. Ratify - Harris, Harvey, Neal & Co., LLP Administration Fee Authorization Letter B. Authorization of Payment to Harris, Harvey, Neal & Co., LLP for Audit Services VIII. Updates by Gregory L. Sides, Assistant County Administrator IX. Matters from the Board X. Closed Session Authority: § 2.2-3711(A)(3) of the Code of Virginia, 1950, as amended Subject: Ringgold East Industrial Pazk Purpose: Discussion or consideration of acquisition of real property for a public purpose where discussion in an open meeting would adversely affect the bargaining position or negotiating strategy of the public body. XI. Adjourn P1 rova o lnute s arc Pz RAFT INDUSTRIAL DEVELOPMENT AUTHORITY OF PITTSYLVANIA COUNTY, VIRGINIA Pittsylvania County Board of Supervisors' Conference Room 1 Center Street Pittsylvania County Industrial Development Authority 6:00 P.M. Minutes March 10, 2015 IDA Members Present Eddie L. Hite, Jr., Chairman Charlie Mahan, Vice-Chairman Stanley Simpson, Secretary/Treas. Randy Anderson Ron McMahon Ronnie Haymore Dr. Joey Faucette Staff Present J. Vaden Hunt, Esq. (County Attorney/IDA Attorney), Gregory L. Sides, (Assistant County Administrator/Planning), and Brenda O. Robertson (Legal Secretary/IDA Clerk). Call to Order The meeting of the Industrial Development Authority of Pittsylvania County, Virginia (the "IDA"), was called to order by Mr. Hite-Chairman at 6:00 P.M. in the Pittsylvania County Board of Supervisors' Conference Room, 1 Center Street, Chatham, Virginia, 24531. Roll Call IDA roll call by Ms. Robertson (IDA Clerk). All IDA members present. Auproval of A enda Motion was made by Mr. Haymore, seconded by Motion carried unanimously by IDA members. Mr. Anderson, to approve the meeting's Agenda. Aaaroval of the Minutes Motion was made by Mr. Mahan, seconded by Mr. Anderson, to approve the January 13, 2015, Meeting Minutes. Motion carried unanimously by IDA members. There were no minutes for February; meeting was cancelled. P3 iviarcn i u, v i IDA Minutes Page 2 Financial Reports The IDA Checking Account balance as of February 6, 2015, was $140,252.47. The IDA Checking Account Balance as of March 6, 2015 was $139,653.32. The Axxor Debt Reserve Account balance as of February 6, 2015, was $223,694.58, and the Axxor Debt Reserve Account balance as of March 6, 2015, was $229,389.49. BB&T Loan Account balance as of February 6, 2015, was $1,685,537.67. BB&T Loan Account balance as of March 6, 2015, was $1,679,231.26. The CD Account balance as of February 6, 2015, and March 6, 2015, is $193,824.87. Motion was made by Dr. Faucette, seconded by Mr. McMahon, to approve the financial reports for both months. Motion carried unanimously by IDA Members. Closed Session Motion by Mr. Haymore, seconded by Dr. Faucette to enter into Closed Session for the following: Consultation with legal counsel pertaining to actual or probable litigation, where such consultation or briefing in open meeting would adversely aff'ect the negotiating or litigating posture ofthe public body; and consultation with legal counsel employed or retained by a public body regarding specific legal matters requiring the provision oflegal advice by such counsel. Authority: Subject: Purpose: 2.2-3711(A)(7) of the Code of Virginia, 1950, as amended Intertape Loan Refinancing Consultation with and Provision of Legal Advice by Legal Counsel Regarding Commitment Letter and Financing Collateral Documents Motion was made by Dr. Faucette, seconded by Mr. Haymore, to re-enter into Open Session. PITTSYLVANIA COUNTY INDUSTRIAL DEVELOPMENT AUTHORITY CERTIFY CLOSED MEETING BE IT RESOLVED that at the Meeting of the Pittsylvania County Industrial Development Authority on March 10, 2015, the Board hereby certifies by a recorded vote that to the best of each Board member's knowledge only public business matters lawfully exempted from the open meeting requirements of the Virginia Freedom of Information Act and identified in the motion authorizing the closed meeting were heard, discussed or considered in the closed meeting. If any member believes that there was a departure from the requirements of the Code, he shall so state prior to the vote indicating the substance of the departure. The statement shall be recorded in the minutes of the Board. Eddie L. Hite, Jr., Chairman Charlie Mahan, Vice-Chairman Stanley Simpson, Secretary/Treas. Randy Anderson Ron McMahon Ronnie Haymore Dr. Joey Faucette Vote Yes Yes Yes Yes Yes Yes Yes The IDA Board members returned to Open Session at 6:35 p.m. P4 Mazch 10, 2015 IDA Minutes Page 3 Unfinished Business Ratifv Extension Fee of $300 navable to VCC Motion was made by Dr. Faucette, seconded by Mr. Anderson, to ratify the extension fee payment of 300, to Virginia Community Capital to allow the IDA, more time to pay the total loan amount due. The extension date is June 1, 2015. Motion carried unanimously by IDA Members. New Business AFID Grant Renavment — Dan River Plants. LLC Dan River Plants, LLC, has suspended its business operation at the Ringgold East Industrial Park location. Dan River Plants, LLC, failed to meet the requirement in their Performance Agreement. An AFID grant in the amount of $150,000, to assist with their new facility, was paid to the Locality, and they disbursed to the IDA, the IDA disbursed the funds to the Company. By defaulting the Performance Agreement, Dan River Plants, LLC is now required to repay the entire AFID Grant to the Authority. The repayment of the AFID Grant was received by the County. Motion was made by Dr. Faucett, seconded by Mr. Haymore, to authorize the County to accept the repayment check in the amount of $150,000, to repay the AFID Grant by March 23, 2015. CD Maturitv The IDA Certificate of Deposit ("CD") will mature on March 31, 2015. The IDA members desires to transfer the CD plus interest, into their Checking Account. Motion was made by Mr. Simpson, seconded by Mr. Haymore to authorize the chairman to transfer the CD funds to the Checking Account. Motion carried unanimously by IDA Members. Stipend for Members and Clerk The reimbursement request to County has been granted. The IDA received a check in the amount of 5200, for July 2014 to February 2015. The IDA Chairman authorized the Clerk to request for future reimbursement, every six (6) months. Updates Gregorv L. Sides (Assistant Countv Administrator/Planning & Development) Mr. Sides gave updates on ongoing projects. With there being no further business, motion was made by Mr. Haymore, seconded by Mr. McMahon, to adjourn meeting. Chairman, Mr. Hite, adjourned meeting at 7:00 P.M. Respectfully Submitted, Approved: W. Stanley Simpson IDA, Secretary Eddie L. Hite, Jr., IDA, Chairman PS ec ln ccount As of April 10, 2015) P6 A count Details Small Business Online Banking Account Details Checking 6030 / $337,792.42 As of Apr 10,2015 Available Balance Posted Balance Interest Paid (YTD) Interest Rate Routing Number Account Number 337,792.42 337, 792.42 2.80 0.010% 4260 show 6030 show Manaqe Mv Alerts Buv QuickBooks Efficient for you—convenient for them. Direct Deposit > Transaction Details Date Type Check # Description 04/02/2015 Credit 04/01/2015 Credit 03/31/2015 I nterest 03/31/2015 Check 1582 03/30/2015 Check 1583 COUNTER DEPOSIT View EDI PYMNTS In- tertape Polyme 00061NDUSTRIAL DEV.A ACH CREDIT INTEREST PAY- MENT TELLER CASHED CHECK #1582 View CHECK #1583 View Page 1 of 2 : Debit - Credit + Dail Posted alancel 194,238.17 $337,792.42 45,859.24 $143,554.25 0.96 150.00 S rn ps r, 150.00 i`(1 i,InG.r 97,695.01 97,844.05 https://smallbusinessonline.bbt. com/olbsys/bbtolbext/bankcards/manageDetails?0.1090827... 4/ 10/2015 P7 Account Deta.ils Date Tvpe 03/25/2015 Check 03/23/2015 Check 103/23/2015 Deposit 03/12/2015 Check 03/11/2015 Check 03/il/2015 Check 03/11/2015 Check 03/11/2015 Check 03/li/2015 Check Check # Description 1578 1 CHECK #1578 View 1579 CHECK #1579 View DEPOSIT View 1586 1587 1585 1584 1581 1580 CHECK #1586 View CHECK #1587 View CHECK #1585 View CHECK #1584 View CHECK #1581 View CHECK #1580 View Debit - Credit + 10, 015.13 CC 35,844.14 N 3j 5,200.00 150.00 q,r 100.00 A rso 150.00 n, 150.00 m(i aho 150.00 {.'-, 300.00 3c c.. Page 2 of 2 : Daily Posted Balancel 97,994.05 108, 009.18 138,653.32 138, 803.32 Your Pendina Transactions and Available Balance will be adjusted during our nightly processing cyGe as activity is posted to your account. Transactions are paid from your Available Balance at the time of posting consistent with payment guidelines in your Bank Service Aareement. Daily Posted Balance: The posted balance after nightly processing is completed. Please note that transactions are paid from your Available Balance consistent with our payment guidelines, and that the Available Balance may be different than your Daily Posted Balance. Important: The Daily Posted Balance does not refled all pending transactions and fees and should not be used to determine how overdraft fees were assessed. Online Banking Support: 888-BBT-ONLINE (888-228-6654) Credit Cards: 800-476-4228 Customer Service Contact Us Privacy and Security Disclosures O 2015, Branch Banking and Trust Company. Member FDIC. All Rights Reserved. https:l/smallbusinessonline.bbt. com/olbsys/bbtolbexPgbankcards/manageDetails?0.1090827... 4/ 10/2015 et e s erve c c ount As of April 10, 2015) P9 A count Details Small Business Online Banking Account Details Checking 7017 / $235,084.63 As of Apr 10,2015 Available Balance Posted Balance Interest Paid (YTD) Interest Rate Routing Number Account Number 235,084.63 235,084.63 N/A N/A 4260 show 7017 show Manaqe Mv Alerts Buv QuickBooks f" Time is running out. Have you done your taxes? GetTrboTax. Sta rted > Transaction Details Date Type Check # Description 04/06/2015 Credit 03/31/2015 Interest 03/23/2015 Check 138 BUS DISB AXXOR N A LLC INDUSTRIAL DEV AUTH ACH CREDIT INTEREST PAYMENT CHECK #138 View Debit - Credit + 14, 306. 76 20,000.00 1.90 Daily Posted Balancel 235,084.63 215, 084.63 215,082.73 Your Pendina Transactions and Available Balance will be adjusted during our nightly processing cycle as activity is posted to your account. Transactions are paid from your Availabte Balance at the time of posting consistent with payment guidelines in your Bank Service Aareement. Daily Posted Balance: The posted balance after nightly processing is completed. Please note that transactions are paid from your Available Balance consistent with our payment guidelines, and that the Available Balance may be different than your Daily Posted Balance. Important: The Daily Posted Balance does not reflect all pending transactions and fees and should not be used to determine how overdraft fees were assessed. https://smallbusinessonline.bbt.com/olbsys/bbtolbePtioccntHist/acctDetails?action=manag... 4/10/2015 oan As of April 10, 2015) P11 Ac ouni Details Page 1 of 1 Small Business Online Banking Accou nt Deta i ls Note 00001 / $1,673,171.36 As of Apr 10,2015 Batance Original Balance 1,673,171.36 2,000,000.00 L Primary Account: Business Loan Account° Time is running out. Have you done your taxes? GetTurboTax'% Sta rted > Online Banking Support: 888-BBT-ONLINE (888-228-6654) Credit Cards: 800-476-4228 Customer Service Contact Us Privacy and Security Disclosures O 2015, Branch Banking and Trust Company. Member FDIC. All Rights Reserved. https://smallbusinessonline.bbt. com/olbsys/bbtolbextlbankcards/manageDetails?0.6744463 ... 4/ 10/2015 P12 Y Business Loan Statement 5042 209 1670 494- 01 -01 -00 INDUSTRIAL DEV AUTH OF PITTSYLVANIA COUN 21 N MAIN ST CHATHAM VA 24531-3113 Statement Date: 03/13/2015 Loan Summary Account Number .................................................... Current Loan Amount ....................................................$1,679,231.26 Current Principal Balance ................................................$1,679,231.26 InterestRate ............................................................................5.89700% Daily Interest Charge ............................................................$275.0674 InterestPaid YTD .................................................................$16,581.69 ,. Maturity Date .......................................................................09/30/2017 Billing Summary Payment Due Date .......................................................... 03/30/2015 Current Principal Due ............................................................$6,059.90 Current Interest Due .............................................................$8.246.86 Current Late Fees Due ..................................................................$0.00 Current Other Fees Due ..............................................................$0.00 Past Due Date .....................................................................00/00/0000 PastDue Amount ....................................................................................$0.00 Total Amount Due ...............................................................$14.306.76 Transaction History Date Description CURRENT RATE 02/23/15 PAYMENT Principal 6,306.41 If your payment is not received within 10 days of the payment due date shown, a late fee will be assessed. For over 135 years, through good times and turbulent times, through depressions and recessions, BB&T has remained a solid, consistent guiding light for our dients. Despite the very challenging economic environment, BBBT's financial performance remains strong. We have avoided the major problems being experienced by many of our competitors by making sound investments and decisions that are in your best interest. So no matter what your next financial need may be, you can take comfort in knowing that B68 T is where it has always been, right by your side. Stop by your local financial center, visit BBT.com, or call 1-800-BANK-BBT, to experience the BB&T difference. Lender Interest Fees 8,000.35 Member FDIC Interest Rate Principal Balance 5.897 1, 679,231.26 4N Defarh hae andmaAwifhyovrpaymentinfhe enclosedemebpe. Make cherkpayaWe10BBdT. BesuretoinrJuderaurbenaccounfnum6eron fhecheck AHow7dats tapostaldeli..er. ' :.................................................. PAYMENT VOUCHER Customer Note TC Statement Date Pa ment Due D 00001 84 03/13/2015 03/30/2015 302953245145800001500000014306760507 o Check here ifyouprefer to have your payment drafted. INDUSTRIAL DEV AUTH OF PITTSYLVANIA Total Amount Due: $14,306.76 Amount EnGosed $ BB&T ITEM PROCESSING CENTER \ PO BOX 580050 CHARLOTTE N C 28258-0050 I Il l lii l l lll ill l iilll l l lill 0000 i' :5 260 2 2 2 29: 953 245 i458 i' 84 P13 n inl s e us lne s s Approval ofRefinance American National Bank Commitment Letter Chairman 's Signature P14 1 A.MERICAN NATIONAL otrrRelcrtionslri B r rk March 10, 2015 Mr. Eddie L. Hite, Jr., Chairman Industrial Development Authority of Pittsylvania County, VA P. O. Box 426 Chatham, VA 24531 Re: Term Loan Commitment Dear Mr. Hite: P.O. Box 19i • 628 Main Street Danville, Virginia 24543-0191 American National Bank and Trust Company {hereafter the "Bank"), is pleased to offer the Industrial Development Authority of Pittsylvania, County, VA (the "Borrower") a term loan in an amount not to exceed the options outlined below, (hereafter, the "loan") subject to the following terms and conditions: BORROWER: Industrial Developinent Authority of Pittsylvania County, VA PURPOSE: Refinance existing second lien held by Virginia Community Capital. AMOUNT OF LOAN: OPTION ONE: Increase existing Bank loan by up to an additional $1,000,000.00, with the total loan amount not to exceed $4,400,000.00. OPTION TWO: Refinance existing second lien held by Virginia Community Capital by establishing a new Loan not to exceed $1,000,000.00 and leaving tl e existing first lietl in place. INTEREST RATE: Interest shall accrue at a fixed rate of 3.95%. Interest shall accrue on the basis of a 360 day year as applied to actual days. T'he rate shall apply to both loans regardless of which option above is chosen. The rate shall be 3.95% fixed for 84 months for the toal amount financed. CONIMITMENT FEE: 2,500.00 American National Bank and Trust Company Phone 434.792.5111 • Fax 434.773.2207 • www.amnb.com P15 REPAYMENT TERMS: Principal and interest payments shall be due monthly based on up to a one hundred and eighty 180) month arnortization with a full maturity at eighty-four (84) months. The lease term shall equal or exceed the maturity term of the Loan. PREPAYMENT PENALTY: The prepayment penalty is calculated based on principal balance prepaid by refinancing with another financial institution. The prepayment penalty is as follows: 2% during years one to two and 1% during year's three to four. GUARANTORS: Pittsylvania County, VA shall provide a resolution assigning the existing Limited Moral Obligation Agreement in the amount of $898,000.00, in form and substance acceptable to the Bank, in support of the repayment of the Loan plus any accrued interest thereon. COLLATERAL: The Loan shall be secured by a first priority lien interest on the IDA of Pittsylvania County owned building leased to Intertape located at Ringgold Industrial Park. The Borrower shall, by instrument in form and substance acceptable to the Bank, assign unto the Bank, as additional security for the Loan, all leases now or hereafter Existing on the Secured Property described above, and all rents, issues and profits derived therefrom. CLOSING COSTS AND EXPENSES: The Bonower, Guarantor, and/or Intertape shall pay all costs and expenses incurred by the Bank in connection with the Bank's review, due diligence and closing of the Loan, including any appraisal and attorneys' fees incurred by the Bank in connection with the negotiation and preparation of the loan documentation, the costs ofany environxnental investigation and audit, appraisal, recording costs and any other costs or closing expenses normal for this type of transaction, whether or not the Lotin achially closes. Any and all closing costs relative to this Loan including any extension fees or costs sha11 be added to the loan balance and fnanced into this transaction, TITLE INSURANCE AND APPRAISAL: The Loan is subject to Bank obtaining title insurance containing no title exceptions except those sarisfactory to the Bank, insuring the Bank's Credit Line Deerl of Trust against the Property and the Bank determining that the market value ofthe Property will equal or exceed $5,866,667.00. Market value will be based on (a) an appraisal in form and substance satisfactory to the Bank which satisfies all of the applicable re ulations adopted by the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation and the Office of the Comptroller af the G rrency; and (b) an internal review by the Bank of the data, assumptions and conclusions found in the appraisal. ENVIRONMENTAL AUDTT: The Ioan is further subject to the Ba lc receiving an acceptable environmental report on the property. Depending on the type of property, this may be as sunple as completion of a property t P16 history questionnaire and a search of public information databases. Please complete and return the attached Owners' Site Quesrionnaire. In order to minimize your costs, the Bank will analyze your completed Questionnaire and other available information of record to determine if further environmental due diligence is needed. There will be a$100.00 charge to you for the records search repart on each property. If at the sole discretion of the Bank, further environmental investigation or inspection is required, you will be so advised. Upon your authorization and at your expense, an acceptable report will be obtained from a qualified consultant acceptable to the Bank with respect to an investigation and audit of the Property, the scope of which will be defined by the Bank, demonstrating that the property is environmentally acceptable to the Bank. HAZARD INSUR.ANCE: With respect to the real estate collateral herein, evidence satisfactory to the Bank of fire and casualty insurance in an amount not Iess than the full amount of the Loan (and flood insurance, if appiicable) narning the Bank as a loss-payee thereunder with regard to such real estate. With respect to the personal property or other collateral described herein referred to above, the Bank shall have received (i) casualty insurance policies on tangible personal properry naming the Bank as a loss payee thereunder, and (ii) evidence satisfactory to the Bank as to the validity, enforceability and priority of the Bank's security interest therein, subject only to any prior liens as may be acceptable to the Bank in its sole discretion. CONDITIONS TO FII2ST ADVANCE: Prior to the making by the Bank of the first advance to the Bonower, the following conditions precedent shall have occurred: The Bank shall have received, duly executed, all promissory notes, loan agreements, security agreements, financing state nents, assignments, agreements, corporate resolutions, insurances and other documents and instruments necessary or advisable in connection with the loan, all of which shall be in fonn and substance satisfactory to the Bank and its counsel. All Deeds of Trust, notices and other documents and instruments, deemed by the Bank and its counsel, to be neeessary or advisable in connection with the collateral described herein shall have been recorded or filed in all necessary places and sent to ail necessary persons, as the case maybe. With respect to the real estate collateral herein, the Bank shall have received (i} evidence satisfactory to the Bank of a casualty insurance and a flood insurance policy, if applicable, naming the Bank as a inortgagee loss-payee thereunder with regard to such real estate, and {ii) a mortgagee title insurance policy issued by a ritle insurance company acceptable to the Bank insuring the vaiidity, enforceability and priority of the Bank's deed of trust on such real estate, subject only to prior liens referred to in this commitment and sucll other exception to title as maybeacceptabletotheBank, in its sole discretion. The Bank shall have received the written opinion of Bank counsel as to the validity and enforceability of the loan documents and such other matters as the Bank inay reasonably require. 3- Pl7 The bank shall have also received such financial or other informafiion as it may reasonably require. REPORTING REQUIREMENTS: So long as the Borrower and Guarantor are indebted to the Bank, the Borrower and Guarantor shall submit to the Bank the following: Annually, within one hundred twenty (120) days following the end of the Borrower's and Guarantor's fiscal year, the Bank shall have received financial statements of both the Borrower and Guarantor as reasonably acceptable to the Bank, preparad in accordance with generally accepted accounting principles, uniformly and consistently applied, on an Audited basis by an independent public accountant acceptable to the Bank, including, a balance sheet, income statement, changes in cash position and reconciliation of net worth with the inclusion of all normal and reasonable financial notes. In addition, for so long as tlie Borrower and Guarantor are indebted to the Bank, the Borrower or Guarantor shall provide the Bank, on a quarterly basis, within forty-five (45) day following the end of each calendar quarter, financial statements of Intertape, including a balance sheet and income statement. REPRESENTATIONS AND WARRANTIES: Borrower represents and warrants to the Bank that the loan documentation will contain those standard representations and wananties customarily found in credit agreements of this nature, and others appropriate to this transaction, including but not limited to the following: A11 information that has been fi rnished to the Bank prior to this commitment being issued is true and accurate and the Borrower has not failed to disclose any inforrnation of a material nature regarding its business or financial condition. All financial statements, certificates and other information furnished, or to be furnished, to the Bank are, or shall be, true and accurate; and neithcr the Borrower, Guarantor nor any person liabie for repayment of this loan has failed to disclose any information that could materially affect its properties, business or financial condition. The Borrower and Guarantor are duly arganized, validly existing and in good standing under the laws of the Commonwealth of Virginia, and is authorized to transact business in aIl necessary jurisdictions in which such corporation currently do any material business. Intertape Polymer Corp. is duly organized in the State of Delaware and is vAlidly existing and in good standing under the laws of the Commonwealth ofVirginia, and is authorized to transact business in all necessary jurisdictions in which such corporation currently do any material business. This commitment, when accepted, and all documents and instruments to be executed and delivered to the Bank in connection with this commitment and the funding thereof, shall be duly authorized, valid, enforceable, and binding on the parties thereto, and shall not conflict with or constitute a breach of any other agreements or corporate documents of the Borrower. 4- P18 The conduct ofBorrower's or Guarantor's businass operations do not and will not violate any federal laws, rules or ordinances for environmental protection, regulations of tlie Environmental Protection Agency and any applicable local or state law, rule, regularion or rule of common law and any judicial interpretation thereofrelating prunarily to the environrnent or Hazardous Materials. There is no litigation or proceeding pending or threatened against the Borrower, Guarantor or any other party liable to the Bank for the repayment of this lo$n, which may, in any way, adversely affect the financial condition, operation or prospects of the Borrower or such person. MATERIAL ADVERSE CHANGE: This commitment may be terminated, in the sole discrerion of the Bank, upon the occurrence of a material adverse change in the financial condition of the Borrower or any other person liable to the Bank for the repayment of this loan. NOTIFICATION OF ENVIRONMENTAL CLAIMS: The Bonower or Guarantor shall immediately advise the Bank in writing of (i) any and all enforcement, cleanup, remedial, removal, or other governmental or regulatory actions instituted, completed or threatened pursuant to any applica.ble federal, state, or local laws, ordinances or regulation relating to any Hazardous Materials affecting the Borrower's or Guarantor's business operAtions; and (ii) a11 claims made or threatened by any third party against the Borrowcr or Guarantor relating to damages, contribution, cost recovery compensation, loss or injury resulting from any Hazardous Materials. The Borrower or Guarantor shall immediately notify the Bank of any remedial action taken with respect to the Borrower's or Guarantor's business operations. SURVIVAL: The terms and provisions of this convnitment shall survive the closing of the loan made hereunder, the delivery of ail documents necessary to carty out the provision of this commitment, and the funding and making of loans and disbursenients hereunder, NON-ASSIGNABLE: This eommitment and the right of Borrower to receive loans hereunder may not be assigned byBorrower. RELIANCE: This commitment constitutes an offer by the Bank to the Borrower to make a loan on the terms and conditions set forth herein a id s%ould not be relied upon by any third party for any purpose. AMENDMENT AND WAIVER: No alteration, modification, amendment or waiver of any teims and conditions of this commitment, or of any of the documents required by or delivered to the Bank under this commitment, shall be effective or enforceable against the Bank unless set forth in a writingsignedbytheBank. 5- P19 COVERNING LAW: This commitment and the Loan sllall be governed by and construed in accordance with the laws of the Com nonwealth of Virginia. Jurisdiction for any disputes relative to this agreement or any related instrument agreements or documents shall be resolved in the Circuit Court for the City of Danville, Virginia. INTEGRATION: The terms set forth above represent the entire understanding between the Borrower and the Bank with respect to the subject matter of this commitment, and this coinmitment supersedes any prior and contemporaneous a neements, commitments, discussions and understandings, oral or written, with respect to the subject matter of this commitment. If you find the terms and conditions of this commihnent to be acceptable, please execute the enclosed copy af this letter and rett rn it to tl e undersigned. If not accepted, this commitment shall expire on April 30, 2015. We appreciate the opportunity to pravide you witll the financial services of American National Bank and Trust C mpany and look forwarci to a continuing mutually beneficial relationship. Sincerely, Ted R. Laws Senior Vice President The foregoi ig tenns and conditions are hereby understood, accepted and a need to this day of , 20l 5. Borrowers: ndustrial Development Authority of Pittsylvania County, VA Eddie L. Hite, Jr. Chainnan E- P20 and ew u s lne s s Harris, Harvey, Neal & Co. LLP Ratify Authorization Letter — Chairman's Signature Authorization ofFee — Payment for Service P21 Harris, Harvey, Neal Co,, LLP Certified Pubiic Accountants 2309 Riverside Drive • P.O. Box 3424 • Danville, VA 24543 434/792-3220 • Faz 434/792-8b04 • www.hhncpa.com January 20, 2015 Board of Directors Industrial Development Authority of Pittsylvania County, Virginia Chatham, Virginia We are pleased to confirm our understanding of the services we are to provide Industrial Development Authority of Pittsylvania County, Virginia for the year ended December 31, 2014. We will audit the financial statements of the business-type activities, including the related notes to the financial statements, which collectively comprise the basic financial statements of Industrial Development Authority of Pittsylvania County, Virginia as of and for the year ended December 31, 2414. Accounting standards generally accepted in the United States of America provide for certain required supptementaryinformation (RS1), such as management's discussion and analysis (MD&A), to supplement Industrial Development Authoriry of Pittsylvania County, Virginia's basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. As part of our engagement, we will apply certain limited procedures to Industrial Development Authority of Pittsylvania County, Virginia's RSI in accordance with auditing standards generally accepted in the United States of America. These limited procedures will consist of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We will not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. The following RSI is required by generally accepted accounting principles and will be subjected to certain limited procedures, but will not be audited: 1) Management's Discussion and Analysis. Audit Objective The objective of our audit is the expression of opinions as to whether your basic financial statements are fairly presented, in a(1 material respects, in conformity with generally accepted accounting principles. Our audit will be conducted in accordance with auditing standards generally accepted in the United States of America and will include tests of the accounting records and other procedures we consider necessary to enable us to express such opinions. We cannot provide assurance that unmadified opinions will be expressed. Circumstances may azise in which it is necessary for us to modify our opinions or add emphasis-of-matter or other-matter pazagraphs. If our opinions on the financial statements are other than unmodifed, we will discuss the reasons with you in advance. If, for any reason, we are unable to complete the audit or are unable to form or have not forn ed opinions, we may decline to express opinions or to issue a report as a result ofthis engagement. n n3sExs Amsrican Institute ofCmified Public Accoumants • vgi ia Society ofCertificd Pubtic lccoun ants Offices in Danvillc. Chatham and South Bo oa Virkinia P22 Industrial Development Authority of Pittsytvania County, Virginia January 20, 2015 Page Two Management Responsibilities Management is responsib(e for the basic financial statements and all accompanying information as well as all representations contained therein. You agree to assume al) management responsibilities for any nonattest services we provide; aversee the services by designating an individual, preferably from senior management, with suitable skili, knowledge, or experience; evaluate the adequacy and results of the services; and accept responsibility for them. Management is responsib(e for establishing and maintaining effective internal controls, including monitoring ongoing activities; for the selection and application of accounting principles; and far the preparation ar d fair presentation of the financial statements in conformity with U.S. generally accepted accounting principles. Management is also responsible for making all financiai records and related information available to us and for the accuracy and completeness of that information. You are also responsible for providing us with 1) access to all information of which you are aware that is relevant to the preparation and fair presentation of the financial statements, (2) additional information that we may request for the purpose of the audit, and (3) unrestricted access to persons within the government from whom we determine it necessary to obtain audit evidence. Your responsibilities include adjusting the financial statements to correct material misstatements and confirming to us in the written representation letter that the effects of any uncorrected misstatements aggregated by us during the current engagernent and pertaining to the latest period presented are immaterial, both individually and in the aggregate, to the financial statements taken as a whole. You are responsible for the design and implementation of programs and controls to prevent and detect fraud, and for informing us about all known or suspected fraud affecting the government involving (1) manageme t, (2) employees who have significant roles in internal control, and (3) others where the fraud could have a material effect on the financial statements. Your responsibilities include informing us of your knowledge of any allegations of fraud or suspected fraud affecting the government received in communications from employees, forrner employees, regulators, ar others. In addition, you are responsible for identifying and ensuring that the entity complies with applicable laws and regulations. You aze responsible for the preparation of the supplementary information in conformity with U.S. generally accepted accounting principles. You agree to include our report on the supplementary information in any document that contains and indicates that we have reported on the supplementary information. You also agree to make the audited financial statements readily available to users of the supplementary information no later than the date the supplementary information is issued with our report thereon. Your responsibilities inciude acknowledging to us in the representation letter that (1) you are responsible for presentation of the supplementary information in accordance with GAAP; (2) that you believe the supplementary information, including its form and content, is fairly presented in accordance with GAAP; {3) that the methods of ineasurement or presentation have not changed from those used in the priar period (or, ifthey have changed, the reasons for such changes); and (4) you have disclosed to us any significant assumptions or interpretations underlying the measurement or presentation of the supplementary information. P23 Indnstrial Development Authority of Pittsylti ania County, Virginia January 20, 2015 Page Three Audit Procedures eneral An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; therefore, our audit will involve judgment about the number of transactions to be examined and the areas to be tested. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We will plan and perform the audit to obtain reasonable rather than absolute assurance about whether the financial statements are free of material misstatement, whether from (1) errors, (2) fraudulent financial reporting, (3) misappropriation of assets, or (4) violations of laws or governmental regulations that are attributable to the entity or to acts by management or employees acting on behalf of the entity. Because of the inherent limitations of an audit, combined with the inherent lirnitations of internal control, and because we will not perform a detailed e mination of all transactions, there is a risk that material misstatements may exist and not be detected by us, even though the audit is properly planned and performed in accordance with U.S. generally accepted auditing standards. ]n addition, an audit is not designed to detect immaterial misstatements, or violations of laws ar governmental regulations that do not have a direct and material effect on the financial statements. However, we will infarm the appropriate level of management of any material errors, any fraudulent financial reporting, or misappropriation of assets that come to our attention. We will also inform the appropriate level of management of any violations of laws or governmental regulations that come to our attention, unless cleaziy inconsequentia(. Our responsibility as auditors is limited to the period covered by our audit and does not extend to anylaterperiodsforwhichwearenotengagedasauditors. Our procedures will include tests of documentary evidence supporting the transactions recorded in the accounts, and may include tests of the physical existence of inventories, and direct confirmation of receivables and certain other assets and liabilities by correspondence with selected individuals, funding sources, creditors, and financial institutions. We will request written representations from your attorneys as part of the engagement, and they may bill you for responding to this inquiry. At the conclusion of our audit, we will require certain written representations from you about the financial statements and related matters. Audit Procedures—Internal Control Our audit will include obtaining an understanding of the entity and its environment, including internal control, sufficient to assess the risks of material misstatement of the financial statements and to design the nature, timing, and extent of further audit procedures. An audit is not desigied to provide assurance on internal control or to identify deficiencies in internal control. However, during the audit, we will communicate to management and those charged with governance internal control related matters that are required to be communicated under AICPA professional standards. P24 lndustrial Development Authority of Pittsylvania County, Virginia January 20, 2015 Page Four Audit Procedures—Compliance As part of obtaining reasonable assurance about whether the financial statements are free of material misstatement, we will perform tests of Industrial Development Authority of Pittsy(vania County, Virginia's compliance with the provisions of applicable laws, regulations, contracts, and a reements. However, the objective of our audit will not be to provide an opinion on overall compliance and we will not express such an opinion. Engagement Administration, Fees, and Ot6er We understand that your employees will prepare all cash or other confirmations we request and will locate any documents selected by us for testing. We expect to be in our audit on approximately March 17, 2015 and to issue our reports no later than May 1, 2015. Stephen M. Gay is the engagement partner and is responsible for supervising the engagement and signing the report or authorizing another individual to sign it. Our fee for these services will be at our standard hourly rates plus out-of-pocket costs (such as report reproduction, word processing, postage, travel, copies, telephone, etc.) except that we agree that our gross fee, including expenses will not exceed 3,SSQ. Our standard hourly rates vary according to the degree of responsibility involved and the experience level of the personnel assigned to your audit. The above fee is based on anticipated cooperation from your personnel and the assumption that unexpected circumstances will not be encountered during the audit. If significant additional time is necessary, we will discuss it with you and arrive at a new fee estimate before we incur the additional costs. We appreciate the opportunity to be of service to Industrial Development Authority of Pittsylvania County, Virginia and believe this letter accurately summarizes the significant terms of our engagement. If you have any questions, please let us know. If you agree with the terms of our engagement as described in this letter, ptease sign the enclosed copy and return it to us. Very truly yours, HARRIS, HARVEY, NEAL & CO., LLP C Stephen M. Gay, CPA Partner RESPONSE: This letter correctly set forth the understanding of Industrial Development Authority of Pittsylvania County, Virginia Officer Sig atwe ' Title P25